Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | ARDC | Common Stock | Sale | -$119K | -9.29K | -15.48% | $12.85 | 50.7K | Aug 16, 2023 | By the John Shaw Living Trust | F1, F2 |
transaction | ARDC | Common Stock | Sale | -$265K | -20.7K | -40.85% | $12.80 | 30K | Aug 17, 2023 | By the John Shaw Living Trust | F1, F2, F3 |
Id | Content |
---|---|
F1 | Includes shares acquired under the Dividend Reinvestment Plan of Ares Dynamic Credit Allocation Fund, Inc. |
F2 | The shares are held by the John Shaw Living Trust, of which the reporting person is a beneficiary. |
F3 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.7799 to $12.85, inclusive. The Reporting Person undertakes to provide to Ares Dynamic Credit Allocation Fund, Inc., any security holder of Ares Dynamic Credit Allocation Fund, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in footnote (3) to this Form 4. |