Sheila Khama - 16 Aug 2023 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Director
Signature
/s/ Jeffrey Cohan, Attorney-in-Fact
Issuer symbol
TMC
Transactions as of
16 Aug 2023
Net transactions value
+$5,000
Form type
4
Filing time
18 Aug 2023, 16:05:30 UTC
Previous filing
04 Jun 2024
Next filing
03 Jun 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Award $5,000 +2,500 +3.3% $2.00 78,559 16 Aug 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TMC Class A Warrants (right to buy) Award +1,250 1,250 16 Aug 2023 Common Shares 1,250 $3.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.