Craig Shesky - Aug 16, 2023 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role: Chief Financial Officer
Signature: /s/ Jeffrey Cohan, Attorney-in-Fact
Stock symbol: TMC
Transactions as of: Aug 16, 2023
Transactions value $: $55,000
Form type: 4
Date filed: 8/18/2023, 04:04 PM
Previous filing: Jun 9, 2023
Next filing: Nov 27, 2023

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMC	Common Shares	Award	$55K	+27.5K	+3.51%	$2.00	811K	Aug 16, 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TMC	Class A Warrants (right to buy)	Award		+13.8K			13.8K	Aug 16, 2023	Common Shares	13.8K	$3.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.