Gerard Barron - 16 Aug 2023 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role: Chief Executive Officer, Director
Signature: /s/ Jeffrey Cohan, Attorney-in-Fact
Issuer symbol: TMC
Transactions as of: 16 Aug 2023
Net transactions value: +$200,000
Form type: 4
Filing time: 18 Aug 2023, 16:01:31 UTC
Previous filing: 05 Apr 2023
Next filing: 22 Mar 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	TMC	Common Shares	Award	$200,000	+100,000	+0.58%	$2.00	17,419,616	16 Aug 2023	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	TMC	Class A Warrants (right to buy)	Award		+50,000			50,000	16 Aug 2023	Common Shares	50,000	$3.00	Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Each common share was purchased together with an accompanying Class A Warrant to purchase 0.5 of a common share in a registered direct offering directly from the issuer in accordance with Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, at a combined offering price of $2.00 per common share and accompanying warrant.