Heath B. Monesmith - 07 Aug 2023 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Officer
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
07 Aug 2023
Net transactions value
-$2,173,819
Form type
4
Filing time
08 Aug 2023, 19:32:00 UTC
Previous filing
27 Feb 2023
Next filing
26 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Sale $2,173,831 -9,831 -15% $221.12 57,217 07 Aug 2023 Direct
transaction ETN Ordinary Shares Gift $0 -490 -0.86% $0.000000 56,727 07 Aug 2023 Direct
transaction ETN Ordinary Shares Options Exercise $299,997 +4,173 +7.4% $71.89 60,900 07 Aug 2023 Direct
transaction ETN Ordinary Shares Tax liability $299,985 -1,357 -2.2% $221.06 59,543 07 Aug 2023 Direct
holding ETN Ordinary Shares 3,426 07 Aug 2023 by trustee of ESP F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -4,173 -24% $0.000000 13,027 07 Aug 2023 Ordinary Shares 4,173 $71.89 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These ordinary shares are held in the Eaton Savings Plan.
F2 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.

Remarks:

President and Chief Operating Officer - Electrical Sector of Eaton Corporation, a subsidiary of the Issuer.