Martin Daniel Hull - 31 Jul 2023 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
Corporate Controller and CAO
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
Issuer symbol
PLUG
Transactions as of
31 Jul 2023
Net transactions value
$0
Form type
4
Filing time
02 Aug 2023, 16:01:18 UTC
Previous filing
13 Apr 2023
Next filing
03 Oct 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Award $0 +35,000 +19% $0.000000 219,397 31 Jul 2023 Direct F1
holding PLUG Common Stock 30,302 31 Jul 2023 401(k) Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PLUG Stock Option (Right to Buy) Award $0 +35,000 $0.000000 35,000 31 Jul 2023 Common Stock 35,000 $13.12 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of a restricted stock award made pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended. The restricted stock vests in three substantially equal installments beginning on the first anniversary of the grant date.
F2 The Reporting Person holds 30,302 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of July 31, 2023.
F3 Awarded pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended.
F4 This option shall vest in three substantially equal installments beginning on the first anniversary of the grant date.