Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
holding | OXBR | Ordinary Shares | 214K | Jul 20, 2023 | Direct | F1 | |||||
holding | OXBR | Ordinary Shares | 83K | Jul 20, 2023 | See footnote | F2 | |||||
holding | OXBR | Ordinary Shares | 70 | Jul 20, 2023 | See footnote | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
holding | OXBR | Warrants to Purchase Ordinary Shares | Jul 20, 2023 | Ordinary Shares | 259K | $7.50 | Direct | F1, F4 | ||||||
holding | OXBR | Warrants to Purchase Ordinary Shares | Jul 20, 2023 | Ordinary Shares | 249K | $7.50 | See footnote | F2, F4 | ||||||
holding | OXBR | Warrants to Purchase Ordinary Shares | Jul 20, 2023 | Ordinary Shares | 39K | $7.50 | See footnote | F3, F4 |
Id | Content |
---|---|
F1 | Ordinary Shares and Warrants held by Allan S. Martin and his wife, Marie B. Martin, jointly. |
F2 | Ordinary Shares and Warrants indirectly held in the name of Fleur de Lis Partners, LLLP. As the general partner of Fleur de Lis Partners, LLLP, Mr. Martin has voting and investment power over the ordinary shares and warrants held by that entity. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities. |
F3 | Ordinary Shares and Warrants indirectly held in the name of the Martin Family Foundation, Inc. As one of the directors of the Foundation, Inc. Mr. Martin has shared voting and shared investment power over the ordinary shares and warrants held by that entity. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose, except to the extent of the reporting person's pecuniary interest in such securities. |
F4 | On November 16, 2018, the Warrants issued as part of the units in the Company's April 2014 initial public offering, expiration date were extended until March 26, 2024. |