WESTAIM Corp - Jan 12, 2023 Form 3 Insider Report for Skyward Specialty Insurance Group, Inc. (SKWD)

Role: 10%+ Owner
Signature: /s/ Glenn MacNeil, CFO
Stock symbol: SKWD
Transactions as of: Jan 12, 2023
Transactions value $: $0
Form type: 3
Date filed: 7/21/2023, 07:55 PM
Next filing: Aug 16, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
holding	SKWD	Preferred Series A Stock							Jan 12, 2023	Common Stock	880K		Direct	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to the Amended and Restated Certificate of lncorporation of the Issuer, upon the closing of its initial public offering, each share of convertible preferred stock was automatically converted into shares of common stock of the Issuer based on a conversion price equal to $6.04 per share of common stock. The 880,071.479 Slares of stock reported on this form converted into 7,285,359 shares of common stock upon the closing of the IPO.

Content

Pursuant to the Amended and Restated Certificate of lncorporation of the Issuer, upon the closing of its initial public offering, each share of convertible preferred stock was automatically converted into shares of common stock of the Issuer based on a conversion price equal to $6.04 per share of common stock. The 880,071.479 Slares of stock reported on this form converted into 7,285,359 shares of common stock upon the closing of the IPO.