Donald G. Basile - Jul 5, 2023 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Role
10%+ Owner
Signature
/s/ Dr. Donald G. Basile
Stock symbol
CMPO
Transactions as of
Jul 5, 2023
Transactions value $
-$195,132
Form type
4
Date filed
7/7/2023, 05:50 PM
Previous filing
Jul 3, 2023
Next filing
Jul 12, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPO Warrant Sale -$51.1K -47K -0.56% $1.09 8.39M Jul 5, 2023 Class A Common Stock 47K $11.50 See footnote F1, F2
transaction CMPO Warrant Sale -$89.9K -82.6K -0.98% $1.09 8.31M Jul 6, 2023 Class A Common Stock 82.6K $11.50 See footnote F2, F3
transaction CMPO Warrant Sale -$54.1K -49.6K -0.6% $1.09 8.26M Jul 7, 2023 Class A Common Stock 49.6K $11.50 See footnote F2, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.
F2 As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported warrants other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.08 to $1.14, inclusive.
F4 The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.09 to $1.11, inclusive.