Dixon Doll - Jun 9, 2023 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Role
10%+ Owner
Signature
/s/ Dixon Doll, Jr.
Stock symbol
CMPO
Transactions as of
Jun 9, 2023
Transactions value $
$0
Form type
4
Date filed
6/13/2023, 06:50 PM
Previous filing
Jun 9, 2023
Next filing
Jun 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPO Class A Common Stock Other $0 -315K -100% $0.00* 0 Jun 9, 2023 See footnote F1, F2
holding CMPO Class A Common Stock 1.3K Jun 9, 2023 By daughter F3
holding CMPO Class A Common Stock 1.35K Jun 9, 2023 By son F3
holding CMPO Class A Common Stock 1.33K Jun 9, 2023 By daughter's trust F4
holding CMPO Class A Common Stock 15.1K Jun 9, 2023 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Roman DBDR Tech Sponsor LLC (the "Sponsor") distributed these shares to limited partners on a pro rata basis, for no consideration.
F2 As a managing member of the Sponsor, the reporting person may be deemed to share beneficial ownership of the securities held directly by the Sponsor, and disclaims any beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 Shares of Class A Common Stock held by accounts for the benefit of the reporting person's son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F4 Shares of Class A Common Stock held by a trust account for the benefit of the reporting person's daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.