CRAIG ARNOLD - 05 Jun 2023 Form 4 Insider Report for Eaton Corp plc (ETN)

Role
Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer., Director
Signature
/s/ Lizbeth L. Wright, as Attorney-in-Fact
Issuer symbol
ETN
Transactions as of
05 Jun 2023
Net transactions value
-$17,394,017
Form type
4
Filing time
07 Jun 2023, 16:33:35 UTC
Previous filing
03 May 2023
Next filing
08 Jun 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ETN Ordinary Shares Options Exercise $9,534,407 +116,330 +23% $81.96 632,729 05 Jun 2023 Direct
transaction ETN Ordinary Shares Sale $17,442,564 -94,945 -15% $183.71 537,784 05 Jun 2023 Direct F1
transaction ETN Ordinary Shares Sale $3,944,021 -21,385 -4% $184.43 516,399 05 Jun 2023 Direct F2
transaction ETN Ordinary Shares Options Exercise $2,168,079 +26,936 +5.2% $80.49 543,335 05 Jun 2023 Direct
transaction ETN Ordinary Shares Sale $4,961,013 -26,936 -5% $184.18 516,399 05 Jun 2023 Direct F3
transaction ETN Ordinary Shares Options Exercise $99,978 +1,018 +0.2% $98.21 517,417 05 Jun 2023 Direct
transaction ETN Ordinary Shares Tax liability $99,972 -542 -0.1% $184.45 516,875 05 Jun 2023 Direct
transaction ETN Ordinary Shares Options Exercise $2,127,914 +26,437 +5.1% $80.49 543,312 06 Jun 2023 Direct
transaction ETN Ordinary Shares Sale $4,523,043 -24,526 -4.5% $184.42 518,786 06 Jun 2023 Direct F4
transaction ETN Ordinary Shares Sale $353,781 -1,911 -0.37% $185.13 516,875 06 Jun 2023 Direct F5
holding ETN Ordinary Shares 186 05 Jun 2023 by trustee of ESP F7

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ETN Stock Option Options Exercise $0 -116,330 -100% $0.000000* 0 05 Jun 2023 Ordinary Shares 116,330 $81.96 Direct F6
transaction ETN Stock Option Options Exercise $0 -26,936 -15% $0.000000 149,372 05 Jun 2023 Ordinary Shares 26,936 $80.49 Direct F6
transaction ETN Stock Option Options Exercise $0 -1,018 -0.63% $0.000000 161,082 05 Jun 2023 Ordinary Shares 1,018 $98.21 Direct F6
transaction ETN Stock Option Options Exercise $0 -26,437 -18% $0.000000 122,935 06 Jun 2023 Ordinary Shares 26,437 $80.49 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $183.195 - $184.19. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F2 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.20 - $185.07. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F3 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $184.665. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F4 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $184.00 - $185.00. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F5 Price reported constitutes the average weighted price of shares sold. Shares were sold at varying prices in the range of $185.005 - $185.27. The reporting person hereby undertakes, upon request of the Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
F6 These stock options became exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant.
F7 These ordinary shares are held in the Eaton Savings Plan.

Remarks:

Chief Executive Officer of Eaton Corporation, a subsidiary of the Issuer.