Keith S. Franz - Jun 1, 2023 Form 4 Insider Report for CION Investment Corp (CION)

Role
CFO & Treasurer
Signature
/s/ Keith S. Franz
Stock symbol
CION
Transactions as of
Jun 1, 2023
Transactions value $
$149,607
Form type
4
Date filed
6/5/2023, 09:52 AM
Previous filing
Dec 1, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common stock, $0.001 par value Purchase $150K +15.7K +28.11% $9.52 71.6K Jun 1, 2023 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.40 to $9.57 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 Includes 2,896.68 Shares of which an investment retirement account is the record holder that includes 396.68 shares acquired under the Issuer's distribution reinvestment plan. Mr. Franz is the indirect beneficial owner with sole voting and investment power with respect to the Shares held by the investment retirement account.