Suresh Guduru - 23 May 2023 Form 3 Insider Report for Cartica Acquisition Corp (CRTAF)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Suresh Guduru
Issuer symbol
CRTAF
Transactions as of
23 May 2023
Net transactions value
$0
Form type
3
Filing time
31 May 2023, 17:02:37 UTC
Next filing
01 May 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CITE Class B Ordinary Share 23 May 2023 Class A Ordinary Share 5,450,000 See footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares represent the Class B ordinary shares held by Cartica Acquisition Partners, LLC (the "Sponsor"). The Sponsor acquired these shares pursuant to a securities subscription agreement dated February 9, 2021 by and between the Sponsor and the Issuer.
F2 The Class B ordinary share is convertible into Class A ordinary share on a one-for-one basis, subject to certain adjustment, automatically upon the Issuer's initial business combination, or earlier at the election of the holder, and has no expiration date.
F3 The Reporting Person is Chief Executive Officer and Director of the Issuer, and is the Managing Member of Namaste Universe Sponsor LLC, a majority owner of the Sponsor. The Reporting Person is also the Managing member of the Sponsor, and accordingly, may be deemed to have beneficial ownership of the 5,450,000 Class B ordinary shares held by the Sponsor. The Reporting Person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.