DANIEL M. FRIEDBERG - 23 May 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
former director
Signature
/s/ Daniel M. Friedberg
Issuer symbol
TYGO
Transactions as of
23 May 2023
Net transactions value
$0
Form type
4
Filing time
25 May 2023, 17:44:01 UTC
Previous filing
28 Jul 2022
Next filing
18 Aug 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Sale -20,485 -62% 12,549 23 May 2023 See footnote F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Sale -2,099 -92% 185 23 May 2023 Common Stock 2,099 $11.50 See footnote F1, F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

DANIEL M. FRIEDBERG is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person disposed of (i) 16,287 shares of common stock and (ii) 4,198 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $22,770.75.
F2 Owned by Hampstead Park Capital Management, LLC, of which Mr. Friedberg is the managing member.
F3 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F4 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.