CR Financial Holdings, Inc. - May 23, 2023 Form 4 Insider Report for Roth CH Acquisition IV Co. (TYGO)

Role
former 10% owner
Signature
By: /s/ Byron Roth, CEO
Stock symbol
TYGO
Transactions as of
May 23, 2023
Transactions value $
$0
Form type
4
Date filed
5/25/2023, 05:42 PM
Previous filing
Nov 30, 2021
Next filing
Dec 12, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TYGO Common Stock Sale -473K -62.01% 290K May 23, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction TYGO Warrants to purchase common stock Sale -48.5K -91.87% 4.29K May 23, 2023 Common Stock 48.5K $11.50 Direct F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

CR Financial Holdings, Inc. is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 The reporting person disposed of (i) 375,950 shares of common stock and (ii) 96,902 units, each unit consisting of one share of common stock and one-half of one warrant, for total consideration of $525,645.94.
F2 The warrants become exercisable 30 days after the consummation of the registrant's initial business combination.
F3 The warrants expire 5 years after the completion of the registrant's initial business combination or earlier upon redemption or liquidation, as described in the registrant's prospectus filed with the SEC.