Timothy W. Fitzsimmons - May 17, 2023 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Signature
/s/ Timothy Fitzsimmons, by attorney-in-fact Steven J. Feder
Stock symbol
CMPO
Transactions as of
May 17, 2023
Transactions value $
-$742,916
Form type
4
Date filed
5/19/2023, 05:59 PM
Previous filing
Mar 13, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPO Class A Common Stock Options Exercise $1K +100K +24.16% $0.01* 514K May 17, 2023 Direct
transaction CMPO Class A Common Stock Sale -$750 -100 -0.02% $7.50 514K May 17, 2023 Direct
transaction CMPO Class A Common Stock Sale -$187K -25K -4.87% $7.46 489K May 17, 2023 Direct F1
transaction CMPO Class A Common Stock Sale -$223K -30K -6.14% $7.45 459K May 17, 2023 Direct F2
transaction CMPO Class A Common Stock Sale -$222K -29.9K -6.52% $7.42 429K May 17, 2023 Direct F3
transaction CMPO Class A Common Stock Sale -$111K -15K -3.5% $7.43 414K May 17, 2023 Direct F4, F5, F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPO Stock Option (Right to Buy) Options Exercise $0 -100K -15.02% $0.00 566K May 17, 2023 Class A Common Stock 100K $0.01 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects the weighted average price of the sale of 25,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.54, inclusive.
F2 Reflects the weighted average price of the sale of 30,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.49, inclusive.
F3 Reflects the weighted average price of the sale of 29,900 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.40 to 7.49, inclusive.
F4 Reflects the weighted average price of the sale of 15,000 shares of Class A Common Stock on May 17, 2023. The shares were sold in multiple transactions at prices ranging from $7.39 to 7.4869, inclusive.
F5 Includes (i) 91,683 restricted stock units ("RSUs"), which will vest ratably over three years, with 33% of the award vesting on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting, (ii) 91, 683 performance-vesting RSUs, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into Class A Common Stock upon vesting,
F6 (iii) 187,500 unvested RSUs originally granted on March 16, 2022 in the aggregate amount of 250,000 RSUs, for which the remaining 187,500 RSUs will continue to vest ratably on each of January 1, 2024, January 1, 2025 and January 1, 2026, respectively, subject to the reporting person's continued service as of the applicable vesting date and (iv) 43,040 shares of Class A Common Stock owned directly by the reporting person.
F7 The stock option vested 60% on the fourth anniversary of the grant date and the remaining 40% vested on the fifth anniversary of the grant date.