Andrew Schwendenman - May 18, 2023 Form 3 Insider Report for Replimune Group, Inc. (REPL)

Role
Chief Accounting Officer
Signature
/s/ Shawn Glidden, as attorney-in-fact
Stock symbol
REPL
Transactions as of
May 18, 2023
Transactions value $
$0
Form type
3
Date filed
5/18/2023, 08:37 PM
Next filing
Apr 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding REPL Common Stock 22.8K May 18, 2023 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding REPL Employee Stock Option (right to buy) May 18, 2023 Common Stock 50K $22.88 Direct F3
holding REPL Employee Stock Option (right to buy) May 18, 2023 Common Stock 7.19K $31.58 Direct F4
holding REPL Employee Stock Option (right to buy) May 18, 2023 Common Stock 9.59K $18.26 Direct F5
holding REPL Employee Stock Option (right to buy) May 18, 2023 Common Stock 16.3K $18.26 Direct F6
holding REPL Employee Stock Option (right to buy) May 18, 2023 Common Stock 9.59K $17.66 Direct F7
holding REPL Employee Stock Option (right to buy) May 18, 2023 Common Stock 9.59K $17.66 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of (a) 2,791 shares of the Issuer's common stock that were issued upon the vesting and settlement of restricted stock units ("RSUs") granted to the Reporting Person, and (b) 19,970 shares of the Issuer's common stock issuable upon the vesting and settlement of RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F2 The Reporting Person was granted (i) 4,793 RSUs on April 1, 2021, 25% of such RSUs vested and were released on each of May 15, 2022 and May 15, 2023, and the remainder will vest in two approximately equal annual installments thereafter until May 15, 2025; (ii) 6,390 RSUs on April 1, 2022, 25% of such RSUs vested and were released on May 15, 2023, and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2026; (iii) 6,390 RSUs on April 1, 2023, 25% of such RSUs vest on May 15, 2024, and the remainder will vest in three approximately equal annual installments thereafter until May 15, 2027; and (iv) 6,390 RSUs on April 1, 2023, 33.3% of such RSUs vest on May 15, 2024, and the remainder will vest in two approximately equal annual installments thereafter until May 15, 2026. In each of the above cases, vesting is subject to the Reporting Person's continuous service to the Issuer.
F3 25% of the shares underlying this stock option vested on August 24, 2021, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.
F4 25% of the shares underlying this stock option vested on April 1, 2022, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.
F5 25% of the shares underlying this stock option vested on April 1, 2023, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.
F6 33.3% of the shares underlying this stock option vested on April 1, 2023, and the remainder of the shares underlying this stock option vest in 2 approximately equal annual installments thereafter.
F7 25% of the shares underlying this stock option vest on April 1, 2024, and the remainder of the shares underlying this stock option vest in 36 approximately equal monthly installments thereafter.
F8 33.3% of the shares underlying this stock option vest on April 1, 2024, and the remainder of the shares underlying this stock option vest in 2 approximately equal annual installments thereafter.

Remarks:

Exhibit 24 - Power of Attorney