Aron I. Schwartz - May 15, 2023 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Stock symbol
CION
Transactions as of
May 15, 2023
Transactions value $
$18,500
Form type
4
Date filed
5/16/2023, 08:00 PM
Previous filing
May 5, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $18.5K +2K $9.25 2K May 15, 2023 See Footnote F1, F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents the aggregate of purchases effected on the same trading day at different prices.
F2 Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $9.22 to $9.27 per share. Full information regarding the number of shares purchased at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.
F3 An IRA is the record holder of these Shares. Mr. Schwartz is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.

Remarks:

Director Exhibit List: Exhibit 24.0 - Power of Attorney