Role
10%+ Owner
Signature
CASTLE CREEK CAPITAL PARTNERS VI, LP, By: /s/ David Volk, Name: David Volk, Title: Managing Principal
Issuer symbol
BCAL
Transactions as of
10 May 2023
Net transactions value
$0
Form type
3
Filing time
10 May 2023, 20:01:32 UTC

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding BCAL Southern California Bancorp Common Stock 2,340,719 10 May 2023 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are directly held by Castle Creek Capital Partners VI, LP ("Fund VI"). Castle Creek Capital VI LLC is the sole general partner of Fund VI. Castle Creek Capital VI LLC disclaims beneficial ownership of such shares of Common Stock, except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that Castle Creek Capital VI LLC is the beneficial owner of such shares of Common Stock for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.