Chad Gassert - 28 Feb 2023 Form 4 Insider Report for ANI PHARMACEUTICALS INC (ANIP)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
04 Apr 2023, 20:03:10 UTC
Prior SEC filing
22 Mar 2022
Next SEC filing
23 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Chad Gassert, by attorney-in-fact Meredith W. Cook

Key filing fact

Chad Gassert filed Form 4 for ANI PHARMACEUTICALS INC (ANIP) on 04 Apr 2023.

Key facts

  • This page summarizes Chad Gassert's Form 4 filing for ANI PHARMACEUTICALS INC (ANIP).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 04 Apr 2023, 20:03.

Change

  • Previous filing in this sequence was filed on 22 Mar 2022.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ANIP transaction

Common Stock

Award

Transaction value
$0
Shares
+17,369
Change %
Price
$0.000000
Shares after
17,369
Date
28 Feb 2023
Ownership
Direct
Footnotes
F1
ANIP transaction

Common Stock

Award

Transaction value
$0
Shares
+11,578
Change %
+67%
Price
$0.000000
Shares after
28,947
Date
28 Feb 2023
Ownership
Direct
Footnotes
F2
ANIP holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
393,226
Date
28 Feb 2023
Ownership
HELD BY CHALI PROPERTIES LLC
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Represents a restricted stock award that will vest in four equal annual installments on the first, second, third and fourth anniversaries of February 28, 2023.

Footnote F2

These shares represent performance stock units, which will vest over the applicable performance period based on the achievement of the provided performance targets, as set forth in the governing award agreement, subject to the reporting person's continued service as of the applicable vesting date and that will be settled into common stock upon vesting.

Footnote F3

The reporting person holds voting and dispositive power over the shares held by Chali Properties LLC.

SEC remarks

Exhibit 24 - Power of Attorney

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