David Herrera - Apr 1, 2023 Form 3 Insider Report for Norwegian Cruise Line Holdings Ltd. (NCLH)

Role
Pres. NCL
Signature
By: /s/ Daniel S. Farkas, attorney-in-fact for David Herrera
Stock symbol
NCLH
Transactions as of
Apr 1, 2023
Transactions value $
$0
Form type
3
Date filed
4/4/2023, 04:30 PM
Next filing
Apr 18, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding NCLH Common Stock 115K Apr 1, 2023 Direct
holding NCLH Common Stock 5.58K Apr 1, 2023 Direct F1, F2
holding NCLH Common Stock 20.5K Apr 1, 2023 Direct F1, F3
holding NCLH Common Stock 39.6K Apr 1, 2023 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding NCLH Stock Option (right to buy) Apr 1, 2023 Common Stock 30K $56.19 Direct F5
holding NCLH Stock Option (right to buy) Apr 1, 2023 Common Stock 25K $59.43 Direct F6
holding NCLH Stock Option (right to buy) Apr 1, 2023 Common Stock 15K $50.31 Direct F7
holding NCLH Stock Option (right to buy) Apr 1, 2023 Common Stock 15K $50.31 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted share unit represents the contingent right to receive one share of Norwegian Cruise Line Holdings Ltd.'s ("NCLH") common stock upon vesting.
F2 Represents unvested portion of a grant of restricted share units made on June 15, 2021 under NCLH's Amended and Restated 2013 Performance Incentive Plan (the "Plan"). The restricted share units will vest in one installment on March 1, 2024.
F3 Represents unvested portion of a grant of restricted share units made on March 1, 2022 under the Plan. The restricted share units will vest in equal installments on March 1, 2024 and March 1, 2025.
F4 Represents unvested portion of a grant of restricted share units made on March 1, 2023 under the Plan. The restricted share units will vest in equal installments on March 1, 2024, March 1, 2025 and March 1, 2026.
F5 The options vested over a period of three years. All of the options were vested as of July 1, 2018.
F6 The options vested over a period of three years. All of the options were vested as of August 4, 2018.
F7 The options vested over a period of three years. All of the options were vested as of March 1, 2019.
F8 The options vested over a period of three years. All of the options were vested as of March 1, 2019.

Remarks:

Exhibit List: Exhibit 24 - Power of Attorney