John Giampetroni - Mar 21, 2023 Form 4 Insider Report for PLBY Group, Inc. (PLBY)

Role
10%+ Owner
Signature
By: /s/ John Giampetroni
Stock symbol
PLBY
Transactions as of
Mar 21, 2023
Transactions value $
-$18,672,102
Form type
4
Date filed
3/23/2023, 06:03 AM
Previous filing
Feb 3, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLBY Common Stock Sale -$18.7M -7.29M -33.51% $2.56 14.5M Mar 21, 2023 See Footnote F1, F2, F5
transaction PLBY Common Stock Sale -$9.41M -3.67M -25.39% $2.56 10.8M Mar 21, 2023 See Footnote F3, F5
transaction PLBY Common Stock Purchase $9.41M +3.67M +34.04% $2.56 14.5M Mar 21, 2023 See Footnote F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents shares of the Issuer's common stock transferred to entities controlled by Mr. Suhail Rizvi pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares of common stock transferred by Rizvi Opportunistic Equity Fund II, L.P. ("ROEF II"), 238,750 shares of common stock transferred by Rizvi Traverse Partners II, LLC ("RTP II") and 3,427,744 shares of common stock transferred by funds (the "funds") controlled by Rizvi Traverse Management, LLC ("Rizvi Traverse"). Rizvi Traverse GP II, LLC ("RT GP II") is the general partner of ROEF II. Rizvi Traverse Management II, LLC ("RTM II") is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse.
F2 (continued from footnote 1) Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F3 Represents shares of the Issuer's common stock transferred to an entity controlled by Mr. John Giampetroni pursuant to the terms of a Nominee Agreement dated January 23, 2023, including 3,627,296 shares transferred by ROEF II and 47,701 shares of common stock transferred by RTP II. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II and RTM II. Each of RT GP II, RTM II and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
F4 Represents shares acquired by an entity controlled by Mr. John Giampetroni in the transaction described in Footnote 3 above.
F5 Represents shares of common stock held by ROEF II, RTP II, the funds and other entities controlled by Mr. John Giampetroni. RT GP II is the general partner of ROEF II. RTM II is the manager of RTP II. Mr. John Giampetroni is a manager of RT GP II, RTM II and Rizvi Traverse. Each of RT GP II, RTM II, Rizvi Traverse and Mr. John Giampetroni may be deemed to be the beneficial owner of the shares of common stock beneficially owned by such entities, but each disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.

Remarks:

This Form 4 is filed by more than one reporting person and is a joint filing with the Form 4 filed by Mr. Suhail Rizvi on March 21, 2023 and relates to the same transaction.