Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GORO | Common Stock | Award | $0 | +87.4K | +40.85% | $0.00 | 301K | Mar 17, 2023 | Direct | F1, F6, F9 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GORO | Deferred Stock Units | Award | $0 | +49.6K | $0.00 | 49.6K | Mar 17, 2023 | Common Stock | 49.6K | Direct | F2, F3 | ||
transaction | GORO | Performance Share Units | Award | $0 | +87.4K | $0.00 | 87.4K | Mar 17, 2023 | Common Stock | 87.4K | Direct | F4, F5 | ||
transaction | GORO | Performance Share Units | Award | $0 | +63.1K | $0.00 | 63.1K | Mar 21, 2022 | Common Stock | 63.1K | Direct | F6, F7, F8 | ||
transaction | GORO | Performance Share Units | Award | $0 | +65.9K | $0.00 | 65.9K | Jun 24, 2022 | Common Stock | 65.9K | Direct | F9, F10, F11 |
Id | Content |
---|---|
F1 | Represents restricted stock units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The restricted stock units are scheduled to vest in three equal tranches on March 17, 2024, March 17, 2025 and March 17, 2026. |
F2 | Each deferred stock unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. |
F3 | The deferred stock units vest immediately upon date of grant. The deferred stock units shall become redeemable upon the termination of the Reporting Person's service to the Issuer. |
F4 | Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. |
F5 | Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The Reporting Person may earn between 0-150% of the target performance share units based on the total shareholder return of the Issuer over the three year period from 2023 through 2025, measured against the total shareholder return of selected peer companies. The performance share units are scheduled to 100% vest at December 31, 2025. |
F6 | The Reporting Person's Form 4 filing on March 23, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II. |
F7 | Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. |
F8 | Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2023. |
F9 | The Reporting Person's Form 4 filing on June 28, 2022 inadvertently reported performance share units in Table I. This Form 4 properly reflects the performance share units in Table II. |
F10 | Each performance share unit represents the right to receive one share of the Issuer's common stock or cash equal to the value of one share of the Issuer's common stock. |
F11 | Represents performance share units issued under Gold Resource Corporation's 2016 Equity Incentive Plan. The performance share units are scheduled to vest on December 31, 2024. |