Dixon Doll - Mar 10, 2023 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Role
10%+ Owner
Signature
/s/ Dixon Doll, Jr.
Stock symbol
CMPO
Transactions as of
Mar 10, 2023
Transactions value $
-$19,003
Form type
4
Date filed
3/14/2023, 04:06 PM
Previous filing
Mar 3, 2023
Next filing
Mar 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CMPO Class A Common Stock 315K Mar 10, 2023 See footnote F1
holding CMPO Class A Common Stock 15.1K Mar 10, 2023 Direct
holding CMPO Class A Common Stock 1.3K Mar 10, 2023 By daughter F2
holding CMPO Class A Common Stock 1.35K Mar 10, 2023 By son F2
holding CMPO Class A Common Stock 1.33K Mar 10, 2023 By daughter's trust F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CMPO Warrant Sale -$19K -13.8K -0.13% $1.38 10.8M Mar 10, 2023 Class A Common Stock 13.8K $11.50 See footnote F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock and warrants held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F2 Shares of Class A Common Stock held by accounts for the benefit of the reporting person's son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 Shares of Class A Common Stock held by a trust account for the benefit of the reporting person's daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F4 The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.35 to $1.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the ranges set forth in this footnote.