| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NYC | Class A Common Stock | Exercise of in-the-money or at-the-money derivative security | $17,625 | +1,361 | +89% | $12.95 | 2,887 | 27 Feb 2023 | Direct | F1 |
| transaction | NYC | Class A Common Stock | Exercise of in-the-money or at-the-money derivative security | $1,681,674 | +129,859 | +89% | $12.95 | 275,351 | 27 Feb 2023 | See footnote | F1, F2 |
| holding | NYC | Class A Common Stock | 7,011 | 27 Feb 2023 | See footnote | F3 |
| Id | Content |
|---|---|
| F1 | Shares of Class A common stock of American Strategic Investment Co. (the "Issuer") issued pursuant to a non-transferable rights offering, which entitled holders of rights to purchase 0.20130805 of a share of the Company's Class A common stock, par value $0.01 per share, for every right held at a subscription price of $12.95 per whole share. |
| F2 | The reporting person is the chief executive officer and also holds a non-controlling equity interest in the entities that own and control New York City Advisors, LLC (the "Advisor"). The Advisor beneficially owns the reported securities. The reporting person disclaims beneficial ownership of the securities beneficially owned by the Advisor except to the extent of his pecuniary interest therein. The number of securities reported as indirectly beneficially owned by the reporting person in this Form 4 is the total number of securities beneficially owned by the Advisor and does not represent his pro rata indirect pecuniary interest therein (i.e. his pro rata share of the equity of the parent of the Advisor). |
| F3 | The reporting person holds a non-controlling equity interest in Bellevue Capital Partners, LLC ("BCP"), an entity that indirectly owns and controls the Advisor and New York City Special Limited Partnership, LLC, an affiliate of the Advisor. The reporting person disclaims beneficial ownership of the securities beneficially owned by BCP except to the extent of his pecuniary interest therein. The number of securities reported as indirectly beneficially owned by the reporting person in this Form 4 is the total number of securities beneficially owned by BCP in which the reporting person has a beneficial interest and does not represent his pro rata indirect pecuniary interest therein (i.e. his pro rata share of the equity of BCP). |