Semper Paratus Sponsor LLC - Jan 30, 2023 Form 4 Insider Report for Semper Paratus Acquisition Corp (LGST)

Role
10%+ Owner
Signature
/s/ Jeff Rogers Name: Jeff Rogers Title: Managing Member
Stock symbol
LGST
Transactions as of
Jan 30, 2023
Transactions value $
$0
Form type
4
Date filed
2/1/2023, 06:55 PM
Previous filing
Nov 8, 2021
Next filing
Jun 8, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LGST Class A Ordinary Shares, par value $0.0001 Conversion of derivative security +12M +921.79% 13.3M Jan 30, 2023 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LGST Class B Ordinary Shares Conversion of derivative security -12M -100% 0 Jan 30, 2023 Class A Ordinary Shares 12M Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On January 30, 2023, the Reporting Person elected to convert the 11,983,333 Class B ordinary shares ("Class B Shares") of Semper Paratus Acquisition Corp (the "Issuer") held by the Reporting Person into Class A ordinary shares of the Issuer ("Class A Shares") on a one-for-one basis. As a result, 11,983,333 Class B Shares were cancelled and 11,983,333 Class A Shares were issued to the Reporting Person on January 30, 2023. Pursuant to the Amended and Restated Memorandum and Articles of Association of the Issuer, the Class B Shares shall convert into Class A Shares on a one-for-one basis: (a) at any time and from time to time at the option of the holders thereof; or (b) automatically on the day of the consummation of the issuer's initial business combination, subject to certain adjustments described therein.