-
Signature
-
Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary
-
Stock symbol
-
BURU
-
Transactions as of
-
Jan 20, 2023
-
Transactions value $
-
-$3,470,250
-
Form type
-
4
-
Date filed
-
1/24/2023, 03:26 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
BURU |
Class A Common Stock |
Exercise of in-the-money or at-the-money derivative security |
-$3.73M |
-373K |
-83.98% |
$10.00 |
71.1K |
Jan 20, 2023 |
Direct |
F1 |
transaction |
BURU |
Class A Common Stock |
Exercise of in-the-money or at-the-money derivative security |
$2.25K |
+300 |
+0.42% |
$7.50 |
71.4K |
Jan 20, 2023 |
Direct |
F1 |
transaction |
BURU |
Class A Common Stock |
Exercise of in-the-money or at-the-money derivative security |
$253K |
+20.2K |
+28.3% |
$12.50 |
91.6K |
Jan 20, 2023 |
Direct |
F1 |
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
BURU |
Put Option (right to sell) |
Exercise of in-the-money or at-the-money derivative security |
$0 |
-3.73K |
-100% |
$0.00* |
0 |
Jan 20, 2023 |
Class A Common Stock |
373K |
$10.00 |
Direct |
F1, F2 |
transaction |
BURU |
Call Option (obligation to sell) |
Expiration of short derivative position |
$0 |
-10 |
-100% |
$0.00* |
0 |
Jan 20, 2023 |
Class A Common Stock |
1K |
$12.50 |
Direct |
F1, F2 |
transaction |
BURU |
Put Option (obligation to buy) |
Exercise of in-the-money or at-the-money derivative security |
$0 |
-3 |
-6.38% |
$0.00 |
44 |
Jan 20, 2023 |
Class A Common Stock |
300 |
$7.50 |
Direct |
F1, F2 |
transaction |
BURU |
Put Option (obligation to buy) |
Expiration of short derivative position |
$0 |
-44 |
-100% |
$0.00* |
0 |
Jan 20, 2023 |
Class A Common Stock |
4.4K |
$7.50 |
Direct |
F1, F2 |
transaction |
BURU |
Put Option (obligation to buy) |
Exercise of in-the-money or at-the-money derivative security |
$0 |
-202 |
-100% |
$0.00* |
0 |
Jan 20, 2023 |
Class A Common Stock |
20.2K |
$12.50 |
Direct |
F1, F2 |
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Susquehanna Securities, Llc is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.
Explanation of Responses:
Remarks:
Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC are affiliated entities under common ownership. Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.