Dixon Doll - Nov 18, 2022 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Role
10%+ Owner
Signature
/s/ Dixon Doll, Jr.
Stock symbol
CMPO
Transactions as of
Nov 18, 2022
Transactions value $
-$1,200,000
Form type
4
Date filed
1/23/2023, 04:43 PM
Previous filing
Nov 15, 2022
Next filing
Nov 23, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPO Class A Common Stock Sale -$1.2M -240K -11.26% $5.00 1.89M Nov 18, 2022 See footnote F1, F2
holding CMPO Class A Common Stock 100 Nov 18, 2022 Direct
holding CMPO Class A Common Stock 1.3K Nov 18, 2022 By daughter F3
holding CMPO Class A Common Stock 1.35K Nov 18, 2022 By son F3
holding CMPO Class A Common Stock 1.33K Nov 18, 2022 By daughter's trust F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The amount reported in Column 5 of Table I reflects the number of shares of Class A Common Stock of the Issuer held by the Reporting Person as of the date of this Form 4 filing.
F2 As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 Shares of Class A Common Stock held by accounts for the benefit of the reporting person's son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F4 Shares of Class A Common Stock held by a trust account for the benefit of the reporting person's daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.