Brian Bonner - Sep 6, 2020 Form 4 Insider Report for Daseke, Inc. (DSKE)

Role
Director
Signature
/s/ Soumit Roy, attorney-in-fact
Stock symbol
DSKE
Transactions as of
Sep 6, 2020
Transactions value $
-$99,273
Form type
4
Date filed
1/4/2023, 04:08 PM
Next filing
Jun 2, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DSKE Common Stock Tax liability -$99.3K -16.8K -3.36% $5.90 485K Sep 6, 2020 Direct F1
transaction DSKE Common Stock Options Exercise $0 +4.98K +1.03% $0.00 490K Jan 1, 2023 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DSKE Restricted Stock Unit Award $0 +19.3K +188.55% $0.00 29.6K Dec 31, 2022 Common Stock 19.3K Direct F3, F4
transaction DSKE Restricted Stock Unit Options Exercise $0 -4.98K -16.83% $0.00 24.6K Jan 1, 2023 Common Stock 4.98K Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On February 12, 2021, the Reporting Person filed a Form 5 that erroneously reported that 82,741 shares of the Issuer's common stock were withheld to cover certain tax obligations upon the vesting of his restricted stock units ("RSUs") on September 6, 2020. In fact, 99,567 shares of the Issuer's common stock were withheld. The 16,826 shares reported as disposed of in this Form 4 represents the shares that were not yet reported as withheld on September 6, 2020.
F2 The Reporting Person received 4,980 RSUs on December 31, 2021. Each RSU represented a contingent right to receive one share of the Issuer's common stock. These RSUs fully vested on January 1, 2023 and were settled in shares of the Issuer's common stock.
F3 Each RSU represents a contingent right to receive one share of the Issuer's common stock.
F4 The Reporting Person received 19,332 RSUs, which fully vest on January 1, 2024. Upon vesting, such RSUs will be settled in shares of the Issuer's common stock.