Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KFS | Common Stock | Sale | -$42.3K | -5.28K | -0.55% | $8.02 | 955K | Dec 29, 2022 | See footnote | F2, F3 |
transaction | KFS | Common Stock | Sale | -$11K | -1.38K | -0.14% | $8.00 | 954K | Dec 30, 2022 | See footnote | F2, F3 |
holding | KFS | Common Stock | 163K | Dec 29, 2022 | Direct | F1 | |||||
holding | KFS | Common Stock | 5.05M | Dec 29, 2022 | See footnote | F4 | |||||
holding | KFS | Common Stock | 665K | Dec 29, 2022 | See footnote | F5 | |||||
holding | KFS | Common Stock | 939K | Dec 29, 2022 | See footnote | F6 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | KFS | Series B Warrant | Sale | $0 | -708K | -100% | $0.00* | 0 | Dec 29, 2022 | Common Stock | 708K | $5.00 | See footnote | F7 |
Id | Content |
---|---|
F1 | These are shares owned directly by Joseph Stilwell. |
F2 | This Form 4 reports the following sales: on December 29, 2022 Stilwell Value Partners VII, L.P. ("SVP VII") sold 5,275 shares at $8.023 and on December 30, 2022 SVP VII sold 1,375 shares at $8.00. |
F3 | These are shares owned directly by SVP VII and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F4 | These are shares owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F5 | These are shares owned directly by Stilwell Activist Fund, L.P. ("SAF") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAF. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F6 | These are shares owned directly by Stilwell Associates L.P. ("Associates") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of Associates. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein. |
F7 | Prior to the sale of all Series B Warrants, SAI directly owned 478,582 Series B Warrants, SAF directly owned 48,004 Series B Warrants, Joseph Stilwell directly owned 31,250 Series B Warrants and Associates directly owned 150,511 Series B Warrants. Joseph Stilwell disclaims beneficial ownership of all warrants reported as owned indirectly except to the extent of his pecuniary interest therein. |