Regal CineMedia Holdings, LLC - Dec 28, 2022 Form 4 Insider Report for National CineMedia, Inc. (NCMI)

Role
10%+ Owner
Signature
REGAL CINEMEDIA HOLDINGS, LLC By: /s/ Nisan Cohen Name: Nisan Cohen Title: President and Chief Executive Officer
Stock symbol
NCMI
Transactions as of
Dec 28, 2022
Transactions value $
$0
Form type
4
Date filed
12/30/2022, 04:00 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NCMI Common Stock Conversion of derivative security +40.7M 40.7M Dec 28, 2022 See Footnote F1, F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction NCMI Common Units of National CineMedia, LLC Conversion of derivative security -40.7M -100% 0 Dec 28, 2022 Common Stock of National CineMedia, Inc. 40.7M See Footnote F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common Units of National CineMedia, LLC may be converted at any time into shares of Common Stock of National CineMedia, Inc. on a one-for-one basis, and have no expiration.
F2 As adjusted on a net basis, from time to time, in respect of Common Units transferred pursuant to the Common Unit Adjustment Agreement between the issuer and certain of the Reporting Persons.
F3 The reported securities are owned directly by Regal CineMedia Holdings, LLC and Regal Cinemas, Inc. and may be deemed to be indirectly held by Regal CineMedia Corporation, Regal Cinemas Corporation, Regal Entertainment Holdings, Inc., Regal Entertainment Group, Crown Finance US, Inc., Crown Intermediate Holdco, Inc., Crown UK Holdco Limited and Cineworld Group plc. Each of the foregoing disclaims beneficial ownership except to the extent of its pecuniary interest therein and the filing of this statement shall not be deemed an admission that such person is, for purposes of Section 16 of the 1934 Act or otherwise, the beneficial owner of any of the reported securities.