Barbra Keck - 20 Dec 2022 Form 4 Insider Report for SmartKem, Inc. (SMTK)

Role
Chief Financial Officer, Director
Signature
/s/ Barbra Keck
Issuer symbol
SMTK
Transactions as of
20 Dec 2022
Net transactions value
$0
Form type
4
Filing time
20 Dec 2022, 15:05:31 UTC
Previous filing
12 Jul 2022
Next filing
02 Feb 2024
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction SMTK Stock option (right to buy) Award $0 +450,000 $0.000000 450,000 20 Dec 2022 Common Stock 450,000 $2.00 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The option award was made in accordance with the terms of the Issuer's 2021 Equity Incentive Plan. The option vests as to 1/3 of the shares on December 14, 2023 with the remaining shares to vest in equal monthly installments over a period of 24 months commencing January 14, 2024.