Craig Shesky - 30 Nov 2022 Form 4 Insider Report for TMC the metals Co Inc. (TMC)

Role
Chief Financial Officer
Signature
/s/ Jeffrey Cohan, Attorney-in-Fact
Issuer symbol
TMC
Transactions as of
30 Nov 2022
Net transactions value
+$10,900
Form type
4
Filing time
08 Dec 2022, 15:29:11 UTC
Previous filing
01 Dec 2022
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TMC Common Shares Award $10,900 +15,000 +2.3% $0.7267 656,581 30 Nov 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Issuer's 2021 Employee Stock Purchase Plan ("ESPP") in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). In accordance with the terms of the ESPP, these shares were purchased at a price equal to 85% of the fair market value closing price of the Issuer's common shares on November 30, 2022.