Jose Luis Crespo - Aug 19, 2022 Form 4 Insider Report for PLUG POWER INC (PLUG)

Role
GM, MATL Handling, Key Accts
Signature
/s/ Gerard L. Conway, Jr., Attorney-in-Fact
Stock symbol
PLUG
Transactions as of
Aug 19, 2022
Transactions value $
-$1,624,053
Form type
4
Date filed
12/2/2022, 05:41 PM
Previous filing
Dec 28, 2021
Next filing
May 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PLUG Common Stock Tax liability -$971K -34.2K -9.85% $28.43 312K Aug 19, 2022 Direct F1, F2
transaction PLUG Common Stock Tax liability -$653K -29.9K -9.57% $21.85 283K Sep 28, 2022 Direct F1, F3
holding PLUG Common Stock 38.4K Aug 19, 2022 401(k) Plan F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.
F2 Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.
F3 Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.
F4 The Reporting Person holds 38,358 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of November 14, 2022.