Robert A. Breakstone - Nov 30, 2022 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Stock symbol
CION
Transactions as of
Nov 30, 2022
Transactions value $
$10,100
Form type
4
Date filed
12/2/2022, 11:21 AM
Previous filing
Aug 17, 2022
Next filing
May 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $10.1K +1K +20% $10.10 6K Nov 30, 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.

Remarks:

Director Exhibit List: Exhibit 24.0 - Power of Attorney