Robert A. Breakstone - 30 Nov 2022 Form 4 Insider Report for CION Investment Corp (CION)

Role
Director
Signature
/s/ Eric A. Pinero, Attorney-in-Fact
Issuer symbol
CION
Transactions as of
30 Nov 2022
Net transactions value
+$10,100
Form type
4
Filing time
02 Dec 2022, 11:21:08 UTC
Previous filing
17 Aug 2022
Next filing
15 May 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CION Common Stock, $0.001 par value Purchase $10,100 +1,000 +20% $10.10 6,000 30 Nov 2022 See Footnote F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 An IRA is the record holder of these Shares. Mr. Breakstone is the direct beneficiary with sole voting and investment power with respect to the Shares held by the IRA.

Remarks:

Director Exhibit List: Exhibit 24.0 - Power of Attorney