Michael Niem Chanatry - 30 Nov 2022 Form 4 Insider Report for Howmet Aerospace Inc. (HWM)

Signature
/s/ Margaret Lam, Assistant Secretary / Attorney-in-fact
Issuer symbol
HWM
Transactions as of
30 Nov 2022
Net transactions value
+$15,026
Form type
4
Filing time
01 Dec 2022, 16:01:13 UTC
Previous filing
02 Nov 2022
Next filing
03 Jan 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HWM Phantom Stock Units Award $15,026 +403 +0.95% $37.28 42,940 30 Nov 2022 Common Stock 403 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each phantom stock unit is the economic equivalent of one share of Howmet Aerospace common stock.
F2 Phantom stock units were acquired under the Howmet Aerospace Deferred Compensation Plan and will be paid out in case after termination of employment. The reporting person may transfer the phantom stock units into an alternative investment account under the plan at times permitted under the plan.