W. KEITH SMITH - 22 Nov 2022 Form 4 Insider Report for Direct Digital Holdings, Inc. (DRCT)

Role
President, Director, 10%+ Owner
Signature
/s/ Susan Echard, Attorney-in-fact for Keith W. Smith
Issuer symbol
DRCT
Transactions as of
22 Nov 2022
Net transactions value
+$24,893
Form type
4
Filing time
25 Nov 2022, 15:16:39 UTC
Previous filing
30 Aug 2022
Next filing
22 Mar 2023
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DRCT Warrants (right to buy) Purchase $24,893 +71,124 $0.3500* 71,124 22 Nov 2022 Class A Common Stock 71,124 $5.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $0.35 to 0.40 per warrant. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the purchased warrants.