Keith W. Smith - Nov 22, 2022 Form 4 Insider Report for Direct Digital Holdings, Inc. (DRCT)

Role
President, Director, 10%+ Owner
Signature
/s/ Susan Echard, Attorney-in-fact for Keith W. Smith
Stock symbol
DRCT
Transactions as of
Nov 22, 2022
Transactions value $
$24,893
Form type
4
Date filed
11/25/2022, 03:16 PM
Previous filing
Aug 30, 2022
Next filing
Mar 22, 2023

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction DRCT Warrants (right to buy) Purchase $24.9K +71.1K $0.35* 71.1K Nov 22, 2022 Class A Common Stock 71.1K $5.50 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was executed in multiple trades at prices ranging from $0.35 to 0.40 per warrant. The price reported above reflects the weighted average purchase price on the date indicated. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the purchased warrants.