Prescott General Partners LLC - Nov 14, 2022 Form 4 Insider Report for VAPOTHERM INC (VAPO)

Signature
/s/ Scott J. Vassalluzzo, Managing Member, Prescott General Partners LLC
Stock symbol
VAPO
Transactions as of
Nov 14, 2022
Transactions value $
-$164,420
Form type
4
Date filed
11/16/2022, 03:01 PM
Previous filing
Nov 14, 2022
Next filing
Nov 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VAPO Common Stock Sale -$54.9K -105K -7% $0.52 1.39M Nov 14, 2022 By Prescott Associates L.P. F1
transaction VAPO Common Stock Sale -$2.22K -4.23K -7% $0.52 56.2K Nov 14, 2022 By Prescott International Partners L.P. F2
transaction VAPO Common Stock Sale -$25.7K -49K -7% $0.52 651K Nov 14, 2022 By Idoya Partners L.P. F3
transaction VAPO Common Stock Sale -$2.8K -5.34K -7% $0.52 70.9K Nov 14, 2022 By Prescott Investors Profit Sharing Trust F4
transaction VAPO Common Stock Sale -$50.5K -93.3K -6.71% $0.54 1.3M Nov 15, 2022 By Prescott Associates L.P. F1
transaction VAPO Common Stock Sale -$2.04K -3.77K -6.71% $0.54 52.4K Nov 15, 2022 By Prescott International Partners L.P. F2
transaction VAPO Common Stock Sale -$23.6K -43.7K -6.71% $0.54 607K Nov 15, 2022 By Idoya Partners L.P. F3
transaction VAPO Common Stock Sale -$2.58K -4.76K -6.71% $0.54 66.1K Nov 15, 2022 By Prescott Investors Profit Sharing Trust F4
holding VAPO Common Stock 650K Nov 14, 2022 By Ridgeview Smith Investments LLC F5
holding VAPO Common Stock 140K Nov 14, 2022 By Thomas W. Smith Family Accounts F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares are owned directly by Prescott Associates L.P. ("Prescott Associates"), a private investment limited partnership, and are beneficially owned indirectly by Prescott General Partners LLC ("PGP"), a Delaware limited liability company, as general partner of Prescott Associates. Messrs. Thomas W. Smith and Scott J. Vassalluzzo are each a managing member of PGP. PGP disclaims beneficial ownership of these shares in excess of its pecuniary interest under Rule 16a-1(a)(2)(ii)(B). The address for Prescott Associates is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F2 These shares are owned directly by Prescott International Partners L.P. ("PIP"), a private investment limited partnership, and are beneficially owned indirectly by PGP as general partner of PIP. PGP disclaims beneficial ownership of these shares in excess of its pecuniary interest under Rule 16a-1(a)(2)(ii)(B). The address for PIP is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F3 These shares are owned directly by Idoya Partners L.P. ("Idoya"), a private investment limited partnership, and are beneficially owned indirectly by PGP as general partner of Idoya. PGP disclaims beneficial ownership of these shares in excess of its pecuniary interest under Rule 16a-1(a)(2)(ii)(B). The address for Idoya is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F4 These shares are owned directly by the Prescott Investors Profit Sharing Trust (the "Trust"), an employee profit-sharing plan for which Mr. Smith serves as a trustee. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Smith disclaims beneficial ownership of these shares under Rule 16a-8(b)(1). The address of the Trust is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F5 These shares are owned directly by Ridgeview Smith Investments LLC ("Ridgeview"), a limited liability company established by Mr. Smith for the benefit of his family and are beneficially owned indirectly by Mr. Smith as trustee of a revocable trust he established for the benefit of his family and which is the sole member of Ridgeview. Mr. Smith disclaims beneficial ownership of these shares in excess of his pecuniary interest under Rule 16a-1(a)(2)(iii). The address of Ridgeview is 2200 Butts Road, Suite 320, Boca Raton, FL 33431.
F6 These shares are owned directly by investment accounts established for the benefit of certain family members of Thomas W. Smith. The inclusion of these shares in this report shall not be deemed an admission of beneficial ownership for purposes of Section 16 or any other purpose and Mr. Smith disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

Remarks:

The filing of this report shall not be deemed to be an admission that the Reporting Persons comprise a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended. The Reporting Persons each disclaim beneficial ownership of the shares included in this report except to the extent of their pecuniary interest in such shares.