Key facts
- This page summarizes Michael Mo's Form 4 filing for KULR Technology Group, Inc. (KULR).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Nov 2022, 17:24.
Michael Mo - 01 Nov 2022 Form 4 Insider Report for KULR Technology Group, Inc. (KULR)
- Reporting relationship
- CEO & Chairman of the Board, Director
- Issuer ticker
- KULR
- Reported as of
- 01 Nov 2022
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Nov 2022, 17:24:14 UTC
- Prior SEC filing
- 30 Dec 2021
- Next SEC filing
- 04 Apr 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Michael Mo
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Michael Mo filed Form 4 for KULR Technology Group, Inc. (KULR) on 01 Nov 2022.
Change
- Previous filing in this sequence was filed on 30 Dec 2021.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
KULR
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +1,500,000
- Change %
- Price
- $0.000000*
- Shares after
- 0
- Date
- 01 Nov 2022
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
KULR
transaction
Derivative
Non-Qualified Stock Option
Disposed to Issuer
- Transaction value
- Shares
- -1,500,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Nov 2022
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 1,500,000
- Exercise price
- $2.60
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On November 1, 2022, pursuant to a Restricted Stock Unit Agreement by and between the Issuer and Mr. Mo, the Issuer granted to Mr. Mo 1,500,000 restricted stock units of the Issuer's shares of common stock to vest in four equal annual installments and which restricted stock units are subject to delayed settlement provisions.
Footnote F2
On June 10, 2021, pursuant to a Non-Qualified Stock Option Agreement by and between the Issuer and Mr. Mo, the Issuer granted Mr. Mo a five year, non-qualified stock option grant to purchase up to 1,500,000 shares of the Company's common stock at a purchase price equal to $2.60 per share, which were scheduled to vest in increments upon the Issuer's achievement of various market capitalization milestones. On November 1, 2022 the Board of Directors of the Issuer approved the termination of the non-qualified stock option. Since its issuance, none of the shares subject to this terminated option vested.