Herman E. Bulls - Oct 28, 2022 Form 4 Insider Report for Fluence Energy, Inc. (FLNC)

Role
Director
Signature
/s/ Francis A. Fuselier as Attorney-in-fact for Herman E. Bulls
Stock symbol
FLNC
Transactions as of
Oct 28, 2022
Transactions value $
$0
Form type
4
Date filed
11/1/2022, 04:31 PM
Previous filing
Aug 15, 2022
Next filing
Nov 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction FLNC Class A Common Stock Options Exercise +3.57K +10.5% 37.6K Oct 28, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction FLNC Restricted Stock Units Options Exercise $0 -3.57K -100% $0.00* 0 Oct 28, 2022 Class A Common Stock 3.57K Direct F1, F2, F4
holding FLNC Restricted Stock Units 7.36K Oct 28, 2022 Class A Common Stock 7.36K Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A common stock.
F2 The RSUs vested on October 28, 2022. The RSUs have no expiration date.
F3 The RSUs will vest in full upon the earlier of (i) the day immediately preceding the date of the first Annual Meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to the reporting person's continued service on the Board of Directors through the applicable vesting date.
F4 The Form 4 filed on March 24, 2022 inadvertently aggregated the above two RSU awards in column 9 of Table II, which are being reported separately hereby.