Roger Jeffs - Apr 3, 2022 Form 4 Insider Report for Liquidia Corp (LQDA)

Signature
/s/ Roger Jeffs
Stock symbol
LQDA
Transactions as of
Apr 3, 2022
Transactions value $
$0
Form type
4
Date filed
10/4/2022, 04:25 PM
Previous filing
Apr 20, 2022
Next filing
May 25, 2022

Transactions Table

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LQDA Restricted Stock Unit Options Exercise $0 -47.4K -75% $0.00 15.8K Oct 3, 2022 Common Stock 47.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 On January 3, 2022, the Reporting Person was granted 63,230 RSUs with 25% vesting quarterly through the first anniversary of the grant date. Of those RSUs, a total of 47,423 have vested through October 3, 2022.
F3 The securities are held by Roger A. Jeffs Living Trust UAD 2/29/2000 (the "Trust"). The Reporting Person is the trustee of the Trust.
F4 The securities are held by Serendipity BioPharma LLC ("Serendipity"). The Reporting Person is a manager of Serendipity and has sole voting and dispositive power over the Issuer common stock held by Serendipity.