New Mountain Guardian Investments III, L.L.C. - 18 Dec 2020 Form 4 Insider Report for New Mountain Guardian III BDC, L.L.C.

Role
10%+ Owner
Signature
/s/ New Mountain Guardian Investments III, L.L.C. By: /s/ Joseph Hartswell Name: Joseph Hartswell Title: Authorized Signatory
Issuer symbol
N/A
Transactions as of
18 Dec 2020
Net transactions value
+$232,965,880
Form type
4
Filing time
03 Oct 2022, 17:06:06 UTC
Next filing
19 Dec 2024
SEC
View on sec.gov

Reporting Owners (2)

Name Relationship Address Signature Signature date CIK
New Mountain Guardian Investments III, L.L.C. 10%+ Owner C/O NEW MOUNTAIN CAPITAL, L.L.C., 1633 BROADWAY, 48TH FLOOR, NEW YORK /s/ New Mountain Guardian Investments III, L.L.C. By: /s/ Joseph Hartswell Name: Joseph Hartswell Title: Authorized Signatory 03 Oct 2022 0001788186
KLINSKY STEVEN B 10%+ Owner C/O NEW MOUNTAIN CAPITAL, L.L.C., 1633 BROADWAY, 48TH FLOOR, NEW YORK /s/ Joseph Hartswell as Attorney-in-Fact for Steven B. Klinsky 03 Oct 2022 0001018327

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LLC Interests Purchase $45,000,000 +4,500,000 +94% $10.00 9,281,892 18 Dec 2020 Direct F1
transaction LLC Interests Purchase $75,651,960 +7,565,196 +82% $10.00 16,847,088 11 Oct 2021 Direct F1
transaction LLC Interests Purchase $56,156,960 +5,615,696 +33% $10.00 22,462,784 01 Dec 2021 Direct F1
transaction LLC Interests Purchase $56,156,960 +5,615,696 +25% $10.00 28,078,480 10 Mar 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by New Mountain Guardian Investments III, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments III, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Remarks:

Exhibit 24. Joseph Hartswell is signing on behalf of Steven B. Klinsky pursuant to a Power of Attorney dated October 3, 2022, which is attached hereto as an exhibit.