New Mountain Guardian Investments III, L.L.C. - Dec 18, 2020 Form 4 Insider Report for New Mountain Guardian III BDC, L.L.C. (NONE)

Role
10%+ Owner
Signature
/s/ New Mountain Guardian Investments III, L.L.C. By: /s/ Joseph Hartswell Name: Joseph Hartswell Title: Authorized Signatory
Stock symbol
NONE
Transactions as of
Dec 18, 2020
Transactions value $
$232,965,880
Form type
4
Date filed
10/3/2022, 05:06 PM
Next filing
Dec 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE LLC Interests Purchase $45M +4.5M +94.11% $10.00 9.28M Dec 18, 2020 Direct F1
transaction NONE LLC Interests Purchase $75.7M +7.57M +81.5% $10.00 16.8M Oct 11, 2021 Direct F1
transaction NONE LLC Interests Purchase $56.2M +5.62M +33.33% $10.00 22.5M Dec 1, 2021 Direct F1
transaction NONE LLC Interests Purchase $56.2M +5.62M +25% $10.00 28.1M Mar 10, 2022 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents securities held by New Mountain Guardian Investments III, L.L.C. Steven B. Klinsky is the managing member of New Mountain Guardian Investments III, L.L.C. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.

Remarks:

Exhibit 24. Joseph Hartswell is signing on behalf of Steven B. Klinsky pursuant to a Power of Attorney dated October 3, 2022, which is attached hereto as an exhibit.