SUSQUEHANNA SECURITIES, LLC - 16 Sep 2022 Form 4 Insider Report for Tailwind Acquisition Corp. (BURU)

Role
10%+ Owner
Signature
Susquehanna Securities, LLC By: /s/ Brian Sopinsky Name: Brian Sopinsky Title: Secretary
Issuer symbol
BURU
Transactions as of
16 Sep 2022
Net transactions value
-$79,750
Form type
4
Filing time
20 Sep 2022, 14:40:39 UTC
Previous filing
19 Sep 2022
Next filing
11 Oct 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BURU Class A Common Stock Exercise of in-the-money or at-the-money derivative security $63,750 -8,500 -1.9% $7.50 445,169 16 Sep 2022 Direct F1
transaction BURU Class A Common Stock Exercise of in-the-money or at-the-money derivative security $16,000 -1,600 -0.36% $10.00 443,569 16 Sep 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BURU Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -85 -100% $0.000000* 0 16 Sep 2022 Class A Common Stock 8,500 $7.50 Direct F1, F2
transaction BURU Put Option (obligation to buy) Expiration of short derivative position $0 -5 -100% $0.000000* 0 16 Sep 2022 Class A Common Stock 500 $10.00 Direct F1, F2
transaction BURU Call Option (obligation to sell) Exercise of in-the-money or at-the-money derivative security $0 -16 -52% $0.000000 15 16 Sep 2022 Class A Common Stock 1,600 $10.00 Direct F1, F2
transaction BURU Call Option (obligation to sell) Expiration of short derivative position $0 -15 -100% $0.000000* 0 16 Sep 2022 Class A Common Stock 1,500 $10.00 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These securities are directly owned by Susquehanna Securities, LLC.
F2 These options are exercisable at any time prior to their expiration.

Remarks:

Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC are affiliated entities under common ownership. Susquehanna Securities, LLC, Capital Ventures International and G1 Execution Services, LLC each disclaim beneficial ownership of the reported securities except to the extent of their respective pecuniary interest therein, and this report shall not be deemed an admission that any of them are the beneficial owners of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.