Dixon Doll - Sep 12, 2022 Form 4 Insider Report for CompoSecure, Inc. (CMPO)

Role
10%+ Owner
Signature
/s/ Dixon Doll, Jr.
Stock symbol
CMPO
Transactions as of
Sep 12, 2022
Transactions value $
-$347,759
Form type
4
Date filed
9/14/2022, 07:22 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CMPO Class A Common Stock Sale -$34.1K -5.68K -0.12% $6.00 4.82M Sep 12, 2022 See footnote F1, F2
transaction CMPO Class A Common Stock Sale -$170K -30.3K -0.63% $5.62 4.79M Sep 13, 2022 See footnote F2, F3
transaction CMPO Class A Common Stock Sale -$143K -26.5K -0.55% $5.41 4.76M Sep 14, 2022 See footnote F2, F4
holding CMPO Class A Common Stock 100 Sep 12, 2022 Direct
holding CMPO Class A Common Stock 1.3K Sep 12, 2022 By daughter F5
holding CMPO Class A Common Stock 1.35K Sep 12, 2022 By son F5
holding CMPO Class A Common Stock 1.33K Sep 12, 2022 By daughter's trust F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.005, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 1, 3, and 4 to this Form 4.
F2 As a managing member of Roman DBDR Tech Sponsor LLC (the "Sponsor"), the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the Sponsor, and disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $5.78, inclusive.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.54, inclusive.
F5 Shares of Class A Common Stock held by accounts for the benefit of the reporting person's son and daughter. Since the reporting person's son and daughter are dependent children, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by them as a result of his pecuniary interest therein. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
F6 Shares of Class A Common Stock held by a trust account for the benefit of the reporting person's daughter who is a dependent of the reporting person. As trustee of his daughter's trust, the reporting person may be deemed to share beneficial ownership of the shares of Class A Common Stock held directly by the trust. As the beneficiary of the trust is a dependent of the reporting person's household, the reporting person may be deemed to have a pecuniary interest in the shares held thereby. The reporting person disclaims any beneficial ownership of the reported shares other than to the extent of any pecuniary interest he may have therein, directly or indirectly.