Howard Marks - Sep 2, 2022 Form 4 Insider Report for STARTENGINE CROWDFUNDING, INC. (STGC)

Role: Chief Executive Officer, Director
Signature: /s/ Howard Marks
Stock symbol: STGC
Transactions as of: Sep 2, 2022
Transactions value $: -$115,847
Form type: 4
Date filed: 9/7/2022, 04:32 PM
Previous filing: Jul 5, 2022
Next filing: Oct 3, 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	STGC	Common Stock	Sale	-$91.7K	-3.67K	-0.04%	$25.00^*	9.01M	Sep 2, 2022	By Howard E. Marks Living Trust U/A Dated 12/21/2001	F1
transaction	STGC	Common Stock	Sale	$0	-377	0%	$0.00	9.01M	Sep 2, 2022	By Howard E. Marks Living Trust U/A Dated 12/21/2001	F2
transaction	STGC	Common Stock	Sale	-$9.88K	-395	-0.04%	$25.00^*	1M	Sep 2, 2022	By Marks Irrevocable Trust	F3, F9
transaction	STGC	Common Stock	Sale	$0	-41	0%	$0.00	1M	Sep 2, 2022	By Marks Irrevocable Trust	F4, F9
transaction	STGC	Common Stock	Sale	-$12.9K	-959	-0.01%	$13.50^*	9.01M	Sep 2, 2022	By Howard E. Marks Living Trust U/A Dated 12/21/2001	F5
transaction	STGC	Common Stock	Sale	$0	-105	0%	$0.00	9.01M	Sep 2, 2022	By Howard E. Marks Living Trust U/A Dated 12/21/2001	F6
transaction	STGC	Common Stock	Sale	-$1.35K	-100	-0.01%	$13.50^*	1M	Sep 2, 2022	By Marks Irrevocable Trust	F7, F9
transaction	STGC	Common Stock	Sale	$0	-11	0%	$0.00	1M	Sep 2, 2022	By Marks Irrevocable Trust	F8, F9

Showing 1 to 8 of 8 entries

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
F2	The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (1) above.
F3	The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
F4	The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (3) above.
F5	The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
F6	The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (5) above.
F7	The Reporting Person sold shares pursuant to an offering statement qualified under Regulation A.
F8	The Reporting Person sold the shares as Bonus Shares (defined in the relevant offering statement) pursuant to the offering statement referenced in footnote (7) above.
F9	The Marks Irrevocable Trust is held for the benefit of Mr. Marks' family. Mr. Marks is not the trustee of the trust nor is the trust held for his benefit.