Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | WLMS | Common Stock, $0.01 par value per share | Purchase | $1.57K | +951 | +0.01% | $1.65 | 6.46M | Aug 31, 2022 | See Footnote | F1, F2 |
transaction | WLMS | Common Stock, $0.01 par value per share | Purchase | $3.67K | +2.23K | +0.03% | $1.65 | 6.46M | Sep 1, 2022 | See Footnote | F1, F2 |
holding | WLMS | Common Stock, $0.01 par value per share | 296K | Aug 31, 2022 | Direct |
Id | Content |
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F1 | As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,576,936 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,509,488 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,119,632 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest. |
F2 | On August 31, 2022 and September 1, 2022, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 189 and 441 shares, respectively; Wynnefield Partners Small Cap Value, L.P. I purchased 464 and 1,086 shares, respectively; and Wynnefield Partners Small Cap Value, L.P. purchased 298 and 698 shares, respectively. |