Nelson Obus - Aug 31, 2022 Form 4 Insider Report for Williams Industrial Services Group Inc. (WLMS)

Signature
/s/ Charles E. Wheelock for Nelson Obus by Power of Attorney
Stock symbol
WLMS
Transactions as of
Aug 31, 2022
Transactions value $
$5,240
Form type
4
Date filed
9/2/2022, 04:33 PM
Previous filing
Aug 30, 2022
Next filing
Feb 2, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction WLMS Common Stock, $0.01 par value per share Purchase $1.57K +951 +0.01% $1.65 6.46M Aug 31, 2022 See Footnote F1, F2
transaction WLMS Common Stock, $0.01 par value per share Purchase $3.67K +2.23K +0.03% $1.65 6.46M Sep 1, 2022 See Footnote F1, F2
holding WLMS Common Stock, $0.01 par value per share 296K Aug 31, 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 As of the date of this Form 4, Mr. Obus is (i) a principal executive officer of Wynnefield Capital, Inc., which is the sole investment manager of Wynnefield Small Cap Value Offshore Fund, Ltd., which beneficially owns 1,576,936 shares of the issuer's common stock; (ii) a co-managing member of Wynnefield Capital Management, LLC, which is the sole general partner of Wynnefield Partners Small Cap Value, L.P. I, which beneficially owns 2,509,488 shares of the issuer's common stock, and the sole general partner of Wynnefield Partners Small Cap Value, L.P., which beneficially owns 2,119,632 shares of the issuer's common stock; and (iii) a co-trustee of Wynnefield Capital, Inc. Profit Sharing & Money Purchase Plan, which beneficially owns 255,276 shares of the issuer's common stock. Mr. Obus disclaims beneficial ownership of the securities described in this footnote except to the extent of his pecuniary interest.
F2 On August 31, 2022 and September 1, 2022, Wynnefield Small Cap Value Offshore Fund, Ltd. purchased 189 and 441 shares, respectively; Wynnefield Partners Small Cap Value, L.P. I purchased 464 and 1,086 shares, respectively; and Wynnefield Partners Small Cap Value, L.P. purchased 298 and 698 shares, respectively.