Thomas B. Raterman - 29 Aug 2022 Form 4 Insider Report for Runway Growth Finance Corp. (RWAY)

Role
CFO, COO, Treasurer and Secretary
Signature
/s/ Thomas B. Raterman
Issuer symbol
RWAY
Transactions as of
29 Aug 2022
Net transactions value
+$12,450
Form type
4
Filing time
30 Aug 2022, 16:30:30 UTC
Previous filing
11 May 2022
Next filing
23 Sep 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction RWAY Common Stock, par value $0.01 per share Purchase $12,450 +1,000 +7.3% $12.45 14,681 29 Aug 2022 Direct F1, F2
holding RWAY Common Stock, par value $0.01 per share 85,332 29 Aug 2022 By Runway Growth Holdings LLC F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The weighted average price reported in Column 4 is rounded to the nearest hundredth. The price range for the purchases is $12.415 to $12.48 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
F2 The number of shares includes shares acquired pursuant to the Runway Growth Finance Corp. automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11.
F3 These securities are held by Runway Growth Holdings LLC, which is owned by Runway Growth Capital LLC. Runway Growth Holdings LLC may be deemed to be beneficially owned by Mr. Raterman by virtue of his ownership interest in Runway Growth Capital LLC and his position of Chief Financial Officer thereof. Mr. Raterman disclaims any beneficial ownership of these securities.

Remarks:

CFO, COO, Treasurer and Secretary