MERRILL A. MCPEAK - 23 Aug 2022 Form 4 Insider Report for IOVANCE BIOTHERAPEUTICS, INC. (IOVA)

Role
Director
Signature
/s/ Merrill A. McPeak
Issuer symbol
IOVA
Transactions as of
23 Aug 2022
Net transactions value
+$226,000
Form type
4
Filing time
25 Aug 2022, 16:15:59 UTC
Previous filing
14 Jun 2022
Next filing
28 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction IOVA Common Stock Options Exercise $226,000 +40,000 +199% $5.65 60,150 23 Aug 2022 Direct F1
holding IOVA Common Stock 218,633 23 Aug 2022 By Trust F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction IOVA Stock Option (right to buy) Options Exercise $0 +40,000 $0.000000* 0 23 Aug 2022 Common Stock 40,000 $5.65 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents an exercise of stock options and hold of underlying shares.
F2 These shares are held by a family trust for which the reporting person is a trustee.