| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NRGV | Common Stock | Other | $0 | -46.4K | -2.68% | $0.00 | 1.69M | Aug 11, 2022 | Held by Idealab Studio, LLC | F1 |
| transaction | NRGV | Common Stock | Gift | $0 | -500K | -9.25% | $0.00 | 4.9M | Jun 28, 2022 | Held by Gross Goodstein Living Trust dated April 18, 2006 | F3, F4 |
| transaction | NRGV | Common Stock | Gift | $0 | +100K | +2.04% | $0.00 | 5M | Jun 28, 2022 | Held by spouse as UTMA custodian for child | F5 |
| holding | NRGV | Common Stock | 1.48M | Aug 11, 2022 | Held by Idealab Holdings, LLC | F2 |
| Id | Content |
|---|---|
| F1 | Represents a disposition of securities from an in-kind distribution, and not a purchase or sale, without additional consideration paid. Idealab Studio, LLC ("ILS") has a board of managers comprised of Mr. Gross, Allen Morgan, and Howard Morgan. The board of managers acts by majority consent so no single person has sole voting or dispositive authority over such securities. Mr. Gross, Mr. Allen Morgan and Mr. Howard Morgan each disclaims beneficial ownership of the securities held by ILS, except to the extent of his pecuniary interest in such securities. The Gross Goodstein Living Trust dated April 18, 2006 (the "Gross Trust") owns a majority of the class of securities entitled to elect two directors to ILS's board of managers. Mr. Gross is the Chairman and Chief Executive Officer of ILS. As a result of the foregoing, Mr. Gross may be deemed to beneficially own the common stock held of record by ILS. |
| F2 | Idealab Holdings, LLC ("Holdings") is a wholly-owned subsidiary of Idealab, a California corporation. Idealab is managed by a board of directors consisting of Bill Gross, Marcia Goodstein (Mr. Gross's wife), Renee LaBran and Bob Kavner, and no single person has voting or dispositive authority over the securities reported herein. Mr. Gross may be deemed to share beneficial ownership of the securities held by Holdings. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| F3 | This transaction involved a gift of securities to the reporting person's children and to his spouse as custodian for child under Uniform Transfer To Minors Act, which is further described in footnote 5 of this report. The reporting person disclaims beneficial ownership of the shares held by his children, and this report should not be deemed an admission that the reporting person is the beneficial owner of his children's shares for purposes of Section 16 or for any other purpose. |
| F4 | Mr. Gross is co-Trustee together with his wife of the Gross Trust and may be deemed to have beneficial ownership of the securities held by the Gross Trust. Mr. Gross disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein. |
| F5 | Transfer to spouse as custodian for child under Uniform Transfer to Minors Act. The reporting person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |