An-Yen Hu - 08 Aug 2022 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Role
10%+ Owner
Signature
/s/ An-Yen Hu, by power of attorney for Matthew R. Cohler
Issuer symbol
AMPL
Transactions as of
08 Aug 2022
Net transactions value
-$120,987
Form type
4
Filing time
10 Aug 2022, 19:58:08 UTC
Previous filing
02 Dec 2021
Next filing
02 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AMPL Class A Common Stock Conversion of derivative security $0 +1,526,430 $0.000000 1,526,430 08 Aug 2022 See footnote F1, F2
transaction AMPL Class A Common Stock Other $0 -1,526,430 -100% $0.000000* 0 08 Aug 2022 See footnote F2, F3
transaction AMPL Class A Common Stock Other $0 +88,151 +47% $0.000000 276,904 08 Aug 2022 See footnote F3, F4
transaction AMPL Class A Common Stock Other $0 +63,974 +76% $0.000000 147,651 08 Aug 2022 See footnote F3, F5
transaction AMPL Class A Common Stock Sale $51,200 -3,021 -2% $16.95 144,630 09 Aug 2022 See footnote F5, F6
transaction AMPL Class A Common Stock Sale $771 -43 -0.03% $17.92 144,587 09 Aug 2022 See footnote F5
transaction AMPL Class A Common Stock Other $0 +3,007 +31% $0.000000 12,857 08 Aug 2022 See footnote F3, F7
transaction AMPL Class A Common Stock Other $0 +75,672 +31% $0.000000 323,551 08 Aug 2022 See footnote F3, F8
transaction AMPL Class A Common Stock Other $0 +6,014 $0.000000 6,014 08 Aug 2022 See footnote F3, F9
transaction AMPL Class A Common Stock Other $0 +72,665 +14533% $0.000000 73,165 08 Aug 2022 See footnote F3, F10
transaction AMPL Class A Common Stock Other $0 +45,795 +40% $0.000000 160,882 08 Aug 2022 See footnote F3, F11
transaction AMPL Class A Common Stock Sale $55,505 -3,275 -2% $16.95 157,607 09 Aug 2022 See footnote F6, F11
transaction AMPL Class A Common Stock Sale $842 -47 -0.03% $17.92 157,560 09 Aug 2022 See footnote F11
transaction AMPL Class A Common Stock Other $0 +531 +221% $0.000000 771 08 Aug 2022 See footnote F3, F12
transaction AMPL Class A Common Stock Other $0 +9,538 $0.000000 9,538 08 Aug 2022 See footnote F3, F13
transaction AMPL Class A Common Stock Other $0 +747 $0.000000 747 08 Aug 2022 See footnote F3, F14
transaction AMPL Class A Common Stock Sale $12,491 -737 -99% $16.95 10 09 Aug 2022 See footnote F6, F14
transaction AMPL Class A Common Stock Sale $179 -10 -100% $17.92 0 09 Aug 2022 See footnote F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AMPL Class B CommonStock Conversion of derivative security $0 -1,526,430 -16% $0.000000 7,737,868 08 Aug 2022 Class A Common Stock 1,526,430 See footnote F2, F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Conversion of a derivative security in accordance of its terms.
F2 Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.
F3 Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.
F4 Shares are held by Matthew R. Cohler's trust entity.
F5 Shares are held by Peter H. Fenton's trust entities.
F6 Represents the weighted-average sale price per share of a series of transactions, all of which were executed on August 9, 2022. The actual sale prices ranged from a low of $16.57 to a high of $17.55, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 3 decimal points.
F7 Shares are held by Mitchell H. Lasky's family partnership.
F8 Shares are held by Mitchell H. Lasky's trust entity.
F9 Shares are held by J. William Gurley's family partnerships.
F10 Shares are held by J. William Gurley's trust entity
F11 Shares are held by Sarah Tavel.
F12 Shares held by An-Yen Hu's trust entity.
F13 Shares held by Chetan Puttagunta.
F14 Shares held by Chetan Puttagunta's trust entity.
F15 The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).

Remarks:

This report is one of three reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members.